Please note that an issue may appear more than once on the Daily List for any given date due to multiple changes to that issue. If an issue has multiple updates (e.g., a change to the Regulatory Transaction Fee Flag as well as a change to the OATS Reportable Flag), there will be a record for each update, and each record will contain the changed data field associated with the change Type.
|
Heading |
Description |
|
DailyListDate |
The date the Daily List was distributed. |
Type
|
The type of change to the affected security.
Allowed Values:
A - Security Additions
AA - Anticipated Security Additions
D - Security Deletions
S1 - Security Symbol Changes
S2 - Security Name/Symbol Changes
S3 - denotes when a previously scheduled filing delinquency has been canceled
OR - OATS Reportable Flag Changes
RT - Regulatory Transaction Fee Flag Changes
|
NewSymbol
|
The new symbol for a security experiencing a symbol
change. A double asterisk (**) after the symbol indicates that the security is NSCC clearing eligible.
|
OldSymbol
|
The Security Symbol prior to the effected change. |
NewName
|
The new name of the issuing company for the security.
|
OldName
|
The issuing company name prior to the effected change.
|
EffDate
|
The effective date for the security. |
Comments
|
An explanation of the action taking place with the issue. For example: First Day Traded or Acquiring Company.
|
Notes
|
Free form text allowing for entry of notes. |
CoPhone
|
Company Phone Number |
Mkt_cat
|
Market Category
Allowed Values:
U - OTCBB
u - other-OTC
P - PORTAL (market data for PORTAL securities is not publicly available)
S - Private Placement
|
OATS_Rptbl_Fl
|
OATS Reportable Flag
Allowed Values:
Y - Yes
N - No
|
Unit of Trade
|
Indicates the number of shares that constitutes a round lot. Valid numbers are 1 or 100.
|
Reg_Fee_Fl
|
Regulatory Transaction Fee Flag
Allowed Values:
Y - Yes
N - No
|
