DailyListDate|Type|NewSymbol|OldSymbol|NewName|OldName|EffDate|Comments|Notes|CoPhone|Mkt_Cat|OATS_Rptbl_Fl|Unit_of_Trade|Reg_Fee_Fl
01/04/2013 16:33:05|A||AEOXF||Aeroports de Paris Adp Ordinary Shares (France)|01/07/2013||||u|Y|100|Y
01/04/2013 16:33:05|A||DREUF||Dundee Real Estate Investment Trust Unit (Canada)|01/07/2013||||u|Y|100|Y
01/04/2013 12:57:36|A||FBILF||Futaba Industrial Ordinary Shares|01/07/2013||||u|Y|100|Y
01/04/2013 16:33:05|A||GCHEF||Grupo Comercial Chedrui SAB CV Ordinary Shares Series -B- (Mexico)|01/07/2013||||u|Y|100|Y
01/04/2013 16:33:05|A||MGAWY||Megaworld Corporation Unsponsored ADR (Phillipines)|01/07/2013||||u|Y|100|Y
01/04/2013 16:33:05|A||MIEXF||MIE Holdings Corporation Ordinary Shares (Cayman Islands)|01/07/2013||||u|Y|100|Y
01/04/2013 12:57:36|A||NASXF||National Austrailia Bank Ltd Stapled Security Comprising of a Note & a Preferred Shares (Austrailia)|01/07/2013||||u|Y|100|Y
01/04/2013 12:57:36|A||PBKOF||Pollard Banknote Ltd Common Shares (Canada)|01/07/2013||||u|Y|100|Y
01/04/2013 16:33:05|A||SEHLF||Solargiga Energy Holdings Ltd. Ordinary Shares (Cayman Islands)|01/07/2013||||u|Y|100|Y
01/04/2013 12:57:36|A||SMIEF||SMI Corp Ltd Ordinary Shares (Bermuda)|01/07/2013||||u|Y|100|Y
01/04/2013 12:57:36|D||ACPHF||Acasti Pharma, Inc. Ordinary Shares (Canada)|01/07/2013|Listed on NCM (ACST)|||u|Y|100|Y
01/04/2013 15:12:09|D||BBHYL||Merrill Lynch & Co., Inc. Biotech HOLDRs Trust|01/07/2013|Effective January 7, 2013, holders of Biotech HOLDRS will be required on a mandatory basis to surrender their Biotech HOLDRS to BNY Mellon for cancellation and exchange for the cash proceeds from the sale of the underlying securities. BNY Mellon will dist|||u|Y|100|Y
01/04/2013 16:33:05|D||GLCKF||Gallic Energy Ltd. Ordinary Shares (Canada)|01/07/2013|Acquisition/Merger; Pursuant to the terms of the Arrangement, shareholders of Gallic received 0.3736 of a common share of the Company (?Shares?) for each class A common share of Gallic (?Gallic Share?) held. In addition, Gallic warrantholders will receive|||u|Y|100|Y
01/04/2013 15:12:09|D||OIHYL||Merrill Lynch & Co., Inc. Oil Service HOLDRS - Depositary Receipt|01/07/2013|Effective January 7, 2013, holders of Oil Service HOLDRS will be required on a mandatory basis to surrender their Oil Service HOLDRS to BNY Mellon for cancellation and exchange for the cash proceeds from the sale of the underlying securities. BNY Mellon w|||u|Y|100|Y
01/04/2013 15:12:09|D||PPHYL||Merrill Lynch & Co., Inc. Pharmaceutical HOLDRs Trust|01/07/2013|Effective January 7, 2013, holders of Pharmaceutical HOLDRS will be required on a mandatory basis to surrender their Pharmaceutical HOLDRS to BNY Mellon for cancellation and exchange for the cash proceeds from the sale of the underlying securities. BNY Me|||u|Y|100|Y
01/04/2013 15:12:09|D||RKHYL||Merrill Lynch & Co., Inc. Regional Bank HOLDRs Trust|01/07/2013|Effective January 7, 2013, holders of Regional Bank HOLDRS will be required on a mandatory basis to surrender their Regional Bank HOLDRS to BNY Mellon for cancellation and exchange for the cash proceeds from the sale of the underlying securities. BNY Mell|||u|Y|100|Y
01/04/2013 12:57:36|D||WEQIF||Westernone Equity Income Fund Unit (Canada)|01/07/2013|Plan of Arrangement. Pursuant to the Arrangement, each holder of Units will receive one common share of WesternOne Inc. in exchange for each Unit held. **|||u|Y|100|Y
01/04/2013 12:57:36|S1|IAALF|IAALD|IBC Advanced Alloys Corp Common shares (Canada)|IBC Advanced Alloys Corp Common shares (Canada)|01/07/2013|**|||u|Y|100|Y
01/04/2013 12:57:36|S1|REDG|REDGE|Red Giant Entertainment Inc. Common Stock|Red Giant Entertainment Inc. Common Stock|01/07/2013|**|||U|Y|100|Y
01/04/2013 12:57:36|S2|AGIJ|AGIJD|Artistmss International Group, Inc. Common Stock|Artistmss International Group, Inc. NEW Common Stock|01/07/2013|**|||u|Y|100|Y
01/04/2013 15:12:09|D||RTHYL||Merrill Lynch & Co., Inc. Retail HOLDRS  Trust terminates 12/31/2041|01/07/2013|Effective January 7, 2013, holders of Retail HOLDRS will be required on a mandatory basis to surrender their Retail HOLDRS to BNY Mellon for cancellation and exchange for the cash proceeds from the sale of the underlying securities. BNY Mellon will distri|||u|Y|100|Y
01/04/2013 15:12:09|D||SMHYL||Merrill Lynch & Co., Inc. Semiconductors HOLDRs Trust|01/07/2013|Effective January 7, 2013, holders of Semiconductor HOLDRS will be required on a mandatory basis to surrender their Semiconductor HOLDRS to BNY Mellon for cancellation and exchange for the cash proceeds from the sale of the underlying securities. BNY Mell|||u|Y|100|Y
01/04/2013 15:41:01|S2|ANLDD|ANLDP|American Land Lease, Inc. NEW Series A Cumulative Redeemable Preferred Shares|American Land Lease, Inc. Series A Cumulative Redeemable Preferred Shares|01/07/2013|1-4 R/S where shareholders owning fewer than 4 shares pre-split, such fractional shares shall be canceled and converted into the right to receive cash of $27.42 per share on a pre-split basis; immediately followed by 4-1 F/S. **|||u|Y|100|Y
01/04/2013 16:33:05|S2|ARGXD|ARGXF|Argus Metal Corp. Ordinary Shares (Canada)|Argus Metal Corp. Ordinary Shares (Canada)|01/07/2013|1-20 R/S**|||u|Y|100|Y
01/04/2013 12:57:36|S2|AVFP|AVFPD|Avis Financial Corporation Common Stock|Avis Financial Corporation (NEW) Common Stock|01/07/2013|**|||u|Y|100|Y
01/04/2013 12:57:36|S2|KABX|KABXD|Kabe Exploration Inc. Common Stock|Kabe Exploration Inc. NEW Common Stock|01/07/2013|**|||u|Y|100|Y
01/04/2013 16:33:05|S2|MQCMF|MQCMF|American Cumo Mining Corp. Ordinary Shares (Canada)|Mosquito Cons Gold Mines Ltd Ordinary Shares|01/07/2013|**|||u|Y|100|Y
01/04/2013 12:57:36|S2|MTVO|MTVOD|Montavo, Inc. Common Stock|Montavo, Inc. NEW Common Stock|01/07/2013|**|||u|Y|100|Y
01/04/2013 12:57:36|S2|PBEGF|PBEGF|Petrobank Energy & Resource Lt Ordinary Shares|Petrobank Energy & Resource Lt Ordinary Shares|01/07/2013|CUSIP Change. Pursuant to the Plan of Arrangement that closed on 12/31/2012, the CUSIP of the common shares of Petrobank Energy and Resources Ltd. will be changed. **|||u|Y|100|Y
01/04/2013 12:57:36|S2|PBKEF|PBKEF|Petrobakken Energy Ltd. Class A (Canada)|Petrobakken Energy Ltd. Class A (Canada)|01/07/2013|CUSIP Change. Pursuant to the Plan of Arrangement that closed on 12/31/2012, the CUSIP of the common shares of Petrobakken Energy Ltd. will be changed. **|||u|Y|100|Y
01/04/2013 16:33:05|S2|PHKIF|PHKIF|Poly Ppty Group Co Ltd Ordinary Shares (Hong Kong)|Poly Hong Kong Investments Ltd Ordinary Shares|01/07/2013|Name/CUSIP Change **|||u|Y|100|Y
01/04/2013 12:57:36|S2|JALA|SUPU|Be Active Holdings, Inc. Common Stock|SuperLight Inc Common Stock|01/07/2013|**|||U|Y|100|Y
01/04/2013 12:57:36|S2|TNSX|TNSXD|Big Tree Group, Inc. Common Stock|Big Tree Group, Inc. NEW Common Stock|01/07/2013|**|||u|Y|100|Y