 |
|
General Notice for changes to Daily Lists and Security Files on OTCBB
|
Please Route To: OTCBB Contacts
What you need to know:
NASDAQ OMX, on behalf of FINRA, is implementing changes to the Daily Lists and Security Files which will affect the file layouts.
Who you should contact:
FINRA Product Management at (866) 899-2107.
What is changing:
Effective Oct 27, 2008 FINRA will implement changes to the Daily List and Security Files on www.otcbb.com as follows:
Reg_Fee_flag will replace the current Filler field in the Security Files and Daily Lists available on OTCBB.com. The Reg_Fee_Fl is a one character field with the following allowable values:
- ‘Y’ (Yes – Security is subject to Regulatory Transaction Fees).
- ‘N’ (No – Security is NOT subject to Regulatory Transaction Fees).
Fields in the Security Files:
- Issue_Sym_Id
- Issue_Type_Cd
- Issue_Short_Nm
- Status
- Mkt_Cat
- OATS_Rptbl_Fl
- Unit_of_Trade
- Reg_Fee_Fl
Fields in the Daily Lists:
- DailyListDate
- Type
- NewSymbol
- OldSymbol
- NewName
- OldName
- EffDate
- Comments
- Notes
- CoPhone
- Mkt_Cat
- OATS_Rptbl_Fl
- Unit_of_Trade
- Reg_Fee_Fl
Security Files affected by these changes are:
- All OTCBB Securities
- All Other-OTC Securities
- All OTCBB and Other-OTC Securities
To view sample files click on the following links:
Who can I contact for additional information:
FINRA Product Management at (866) 899-2107.
The OTC Bulletin Board (OTCBB) is a regulated quotation service that displays real-time quotes, last-sale prices, and volume information in over-the-counter (OTC) equity securities. An OTC equity security generally is any equity that is not listed or traded on NASDAQ or a national securities exchange. OTCBB securities include national, regional, and foreign equity issues, warrants, units, ADRs, and Direct Participation Programs (DPPs).
|
|
Receive free OTCBB.com news
|
