An initial evaluation was conducted on November 1st for the aforementioned companies in order to assist Market Makers in fulfilling their responsibility to provide evidence of compliance to the National Association of Securities Dealers, Inc. (NASD®). The trading symbols of those securities whose issuers were not deemed compliant with the Rule will be appended with an "E". Notice of these symbol changes was published on the November 1, 1999 Daily List.
Once the NASD receives notification that an issuer complies with the filing requirement, the fifth character identifier "E" will be removed. If the issuer is not compliant with the filing requirement and/or the NASD has not received notification to this effect, on or before December 1st, the issuer's securities will no longer be eligible for quotation on the OTCBB as of market open on December 2nd. Deletions will appear on the Daily List of November 24th (available on this Web site) and their removal will be effective at market-open on Thursday, December 2nd.
Company
Symbol |
Company
Name |
CIK |
FYE |
Compliance
Status as of 11/30/99 |
AGMX |
Associated Golf Management Inc |
|
|
FAIL |
AVSG |
Avid Sportswear & Golf
Corporation |
|
|
FAIL |
BARG |
Bargo Energy Company |
51072 |
12/31/1998 |
PASS |
BBAY |
Netlist Corporation |
|
|
FAIL |
BIDD |
E-Bidd.com Inc |
|
|
FAIL |
CHOP |
TMANGLOBAL.COM INC |
|
|
FAIL |
CRTS |
Golden Systems Inc |
911876 |
03/31/1999 |
FAIL |
DLSC |
Delsecur Corporation |
894498 |
12/31/1998 |
PASS |
DNLX |
Diamond Linx Inc |
|
|
FAIL |
DOCP |
Docsales.Com Inc |
312651 |
08/31/1999 |
PASS |
ECPI |
Environmental Construction
Products International |
|
|
FAIL |
FMAC |
First Merchants Acceptance
Corp |
926296 |
12/31/1998 |
FAIL |
FMDD |
F & M Distributors Inc |
888913 |
01/31/1999 |
FAIL |
FMDG |
First Medical Group |
58526 |
12/31/1998 |
PASS |
FMFK |
First Montauk Financial Corp |
83125 |
12/31/1998 |
PASS |
FMGL |
Four Nines Gold Inc |
|
|
FAIL |
FMGR |
First Manufacturing Group Ltd |
|
|
FAIL |
FMII |
Franchise Management
International Inc |
|
|
FAIL |
FMOR |
First Mortgage Corp |
883369 |
03/31/1999 |
PASS |
FMTC |
Fairmount Chemical Inc |
34296 |
12/31/1998 |
PASS |
FMTG |
Farragut Mortgage Co |
|
|
FAIL |
FMVA |
First Commonwealth Corp Va |
200776 |
12/31/1998 |
PASS |
FNCN |
First National Corp N D |
903419 |
12/31/1998 |
PASS |
FNET |
Futurenet Inc |
|
|
FAIL |
FNFC |
First National Financial Corp
N M |
|
|
FAIL |
FNLN |
FineLine Properties.com Inc |
1037321 |
12/31/1998 |
FAIL |
FNTN |
Financial Intranet Inc |
|
|
PASS |
FNTT |
1St Net Technologies Inc |
1062273 |
12/31/1998 |
FAIL |
FOCF |
Forrest City Financial Corp |
922288 |
12/31/1998 |
FAIL |
FOCS |
Fiberchem Inc |
811014 |
09/30/1999 |
PASS |
FODT |
Foremost Industries Inc |
|
|
FAIL |
FOFN |
Four Oaks Fincorp Inc |
1040799 |
12/31/1998 |
PASS |
FOGC |
Fortune Oil & Gas Inc |
|
|
FAIL |
FOIL |
Forest Oil |
38079 |
12/31/1998 |
PASS |
FONL |
Fanatics Only Inc |
720815 |
12/31/1998 |
FAIL |
FONM |
Fone America Inc |
809928 |
09/30/1999 |
PASS |
FOOQ |
Foodquest Inc |
889266 |
03/29/1999 |
FAIL |
FORC |
Four Corners Financial Corp |
230014 |
12/31/1998 |
FAIL |
FOTV |
Furia Organization Inc |
757563 |
12/31/1998 |
FAIL |
FOYJ |
Foy Johnston Inc |
|
|
FAIL |
FPCN |
Finch Pruyn & Co Inc |
|
|
FAIL |
FPCX |
Financial Performance Corp |
798600 |
12/31/1998 |
PASS |
FPEO |
First Peoria Corp |
|
|
FAIL |
FPET |
Funimals Pet Enterprises Inc |
|
|
FAIL |
FPGR |
Full Power Group Inc |
|
|
FAIL |
FPHI |
Fountain Pharmaceuticals Inc |
851199 |
09/30/1999 |
PASS |
FPII |
Fp Industries Inc |
|
|
FAIL |
ALHI |
Aladdin Holdings Inc |
|
|
FAIL |
FPLF |
First Place Financial Corp |
740728 |
12/31/1998 |
PASS |
FPPC |
Fieldpoint Petroleum Corp |
316736 |
12/31/1998 |
PASS |
FRAF |
Franklin Financial Services
Corp |
723646 |
12/31/1998 |
PASS |
FRAS/MSOT |
Fraser Realty Group Inc |
|
|
PASS |
FRCD |
Fairchild International
Corporation |
|
|
FAIL |
FRCH |
Frenchtex Inc |
849805 |
07/31/1999 |
PASS |
FRCM |
Firecom Inc |
732248 |
04/30/1999 |
PASS |
FRCR |
Frc Racing Products Inc |
894500 |
06/30/1999 |
FAIL |
FRDA |
Freda Corp |
|
|
FAIL |
FREV |
First Real Estate Investment
Trust Nj |
36840 |
10/31/1998 |
PASS |
FRFC |
First Robinson Financial Corp |
1035991 |
03/31/1999 |
PASS |
FRMC |
Forme Capital Inc |
808047 |
04/30/1999 |
PASS |
FRML |
Freymiller Trucking Inc |
811213 |
12/31/1998 |
FAIL |
FRMO |
F R M Nexus Inc |
1042017 |
02/28/1999 |
PASS |
FRNC |
Fortune National Corp |
38240 |
12/31/1998 |
FAIL |
FRPC |
First Republic Corp America |
36856 |
06/30/1999 |
PASS |
FRRF |
Ferrara Food Company Inc |
855652 |
12/31/1998 |
FAIL |
FRSV |
Freight Services Group Inc |
|
|
FAIL |
FRTI |
Freerealtime.Com Inc |
1073091 |
03/31/1999 |
PASS |
FRXX |
Forecross Corp |
916513 |
09/30/1999 |
PASS |
FRYC |
Forman Realty Corp |
|
|
FAIL |
FSAI |
Formal Systems America Inc |
|
|
FAIL |
FSCI |
Fisher Companies Inc |
1034669 |
12/31/1998 |
PASS |
FSCO |
First Security |
312367 |
12/31/1998 |
PASS |
FSCX |
Fastcomm Communications Corp |
828529 |
04/30/1999 |
PASS |
FSHD |
Fashion Dynamics Corp |
1046995 |
12/31/1998 |
PASS |
FSLE |
Fastlane International
Enterprises |
|
|
FAIL |
FSLF |
Fastlane Footwear Inc |
|
|
FAIL |
FSME |
Fresenius Med Care Holdings |
42872 |
12/31/1998 |
PASS |
FSMN |
Forstmann & Co |
798246 |
11/03/1998 |
PASS |
FTCF |
Fruehauf Trailer Corp |
874268 |
12/31/1998 |
FAIL |
FTCN |
Freight Connection Inc |
853270 |
12/31/1998 |
PASS |
FTET |
First Entertainment Holdings
Corp |
803170 |
12/31/1998 |
PASS |
FTGX |
Fibernet Telecom Group Inc |
1001868 |
12/31/1998 |
PASS |
FTHI |
Finance & Thrift Co |
|
|
PASS |
FTPC |
Farmers Telephone Co |
|
|
FAIL |
FTRK |
Futuretrak International Inc |
|
|
FAIL |
FTRN |
First American Railways Inc |
927558 |
12/31/1998 |
FAIL |
FTTR |
Fretter Inc |
790815 |
01/31/1999 |
FAIL |
FULH |
Fuller Hammond Inc |
|
|
FAIL |
FUNW |
Littlefield Adams &
Company |
59870 |
12/31/1998 |
PASS |
FURN |
English Furniture Industries
Inc |
|
|
FAIL |
FURR |
Furr'S Bishops Inc |
872548 |
12/31/1998 |
PASS |
FUTO |
Futureone Inc |
1059838 |
09/30/1999 |
PASS |
FUTU |
Futuronics Corp |
|
|
FAIL |
FWAT |
Flexwatt Corp |
|
|
FAIL |
FWCC |
First West Chester Corp |
744126 |
12/31/1998 |
PASS |
FWGO |
Fisher-Watt Gold Inc |
844788 |
01/31/1999 |
PASS |
FWIN |
Fenway International Inc |
1080951 |
12/31/1998 |
PASS |
FWST |
Far West Group Inc |
|
|
FAIL |
FXHC |
Fax-9 Holding Corp |
|
|
FAIL |
FXNC |
First National Corp Strasburg
Va |
719402 |
12/31/1998 |
PASS |
FYNI |
Forestry International Inc |
918411 |
12/31/1998 |
PASS |
FYTK |
Fi-Tech Vii Inc |
869498 |
06/30/1999 |
PASS |
FZZY |
Fuzzy Logic Software Corp |
|
|
PASS |
GAAY |
Triangle Broadcasting Co Inc |
|
|
FAIL |
GACC |
General Acceptance Corp |
937965 |
12/31/1998 |
FAIL |
GAGC |
Globe Amerada Glass Co |
|
|
FAIL |
GAIN |
Gainer Corp |
|
|
FAIL |
GALM |
General Aluminum Corp |
|
|
FAIL |
GAME |
Gametek Inc |
913887 |
07/31/1999 |
PASS |
GAMM |
Global Entertainment
Holdings/Equities |
|
|
FAIL |
GAMX |
Galactic Gaming Inc |
|
|
FAIL |
GARB |
Garb Oil & Power Corp |
798371 |
06/30/1999 |
PASS |
GARD |
G S Telcom Limited |
754435 |
06/30/1999 |
FAIL |
GARM |
Recyclenet Corporation |
|
|
FAIL |
GARR |
Great American Hotels &
Resorts |
879586 |
06/30/1999 |
FAIL |
GATE |
Gatefield Corporation |
727621 |
12/31/1998 |
PASS |
GAUM |
General Automation Inc |
40443 |
09/30/1999 |
PASS |
GBCL |
Globus Cellular Ltd |
939402 |
12/31/1998 |
PASS |
GBDC |
General Builders Corp |
40472 |
12/31/1998 |
FAIL |
GBEI |
Great Basin Energies Inc |
|
|
FAIL |
GBFL |
Great Basin Financial Corp |
|
|
PASS |
GBGR |
Global Capital Group Inc Ny |
|
|
FAIL |
GBII |
GBI International Industries
Inc |
|
|
FAIL |
GBIT |
Global Intellicom Inc |
946355 |
12/31/1998 |
FAIL |
GBSK |
GBS Com-Tech Corp |
|
|
FAIL |
GBTE |
Global Gaming Technology |
278165 |
06/30/1999 |
PASS |
GBUG |
Gold Bug Mining Inc |
|
|
FAIL |
GBUS |
Globus Group Inc |
|
|
FAIL |
GBWC |
Great Basin Water Company |
|
|
FAIL |
GCCC |
Great China Capital Co Ltd |
|
|
FAIL |
GCCO |
Garden City Co |
|
|
FAIL |
GCDV |
Grace Development Inc |
846899 |
12/31/1998 |
PASS |
GCER |
Growth Environmental Inc |
913890 |
12/31/1998 |
FAIL |
GCGR |
Green Capital Group Inc |
866678 |
12/31/1998 |
FAIL |
GCHC |
Greater China Corp. |
773342 |
12/31/1998 |
FAIL |
GCID |
G C Industries Inc |
|
|
FAIL |
GCIN |
G C International Inc |
841708 |
06/30/1999 |
PASS |
GCLL |
Gene-Cell Inc |
1096637 |
12/31/1998 |
FAIL |
GDIS |
Global Datatel Inc |
1080042 |
12/31/1998 |
FAIL |
GDAC |
Global Teledata Corporation |
|
|
FAIL |
GDBY |
Golden Bounty Resources Inc |
|
|
FAIL |
GDCG |
Gdc Group Inc |
797568 |
09/30/1999 |
PASS |
GDCP |
Genetic Diagnostics Corp |
|
|
FAIL |
GDIC |
General Devices Inc |
40528 |
12/31/1998 |
PASS |
GDRI |
Grand Resort International Ltd |
797325 |
03/31/1998 |
FAIL |
GDRS |
Global Diamond Resources Inc |
1003076 |
12/31/1998 |
PASS |
GDRV |
Golden River Resources Inc |
|
|
FAIL |
GDSA |
Goldstate Corp |
1050248 |
12/31/1998 |
FAIL |
GDSC |
Gateway Data Sciences Corp |
1002917 |
01/31/1999 |
FAIL |
GEAA |
Greate Bay Casino Corp |
30117 |
12/31/1998 |
PASS |
GEAR |
Golfgear International Inc |
|
|
FAIL |
GEEN |
Genetic Engineering Inc |
|
|
FAIL |
GEII |
Global Environmental
Industries Inc |
|
|
FAIL |
GEMM |
Juina Mining Corp |
1057321 |
12/31/1998 |
FAIL |
GENB |
Genesee Corp |
40934 |
05/03/1999 |
PASS |
GEOK |
Geokinetics Inc |
314606 |
12/31/1998 |
PASS |
GEOX |
Geonex Corp |
|
|
FAIL |
GESJ |
Genisco Tech Corp |
|
|
FAIL |
GETK |
Genius Technologies Inc |
|
|
FAIL |
GEUS |
Goldeye Usa Inc |
|
|
FAIL |
GFUP |
Plm Equipment Growth Fd Iv Lp |
788813 |
12/31/1998 |
PASS |
GFWP |
Plm Equipment Growth Fd V Lp |
788813 |
12/31/1998 |
PASS |
GGGI |
Granite Golf Group Inc |
|
|
FAIL |
GGIT |
Geographics Inc |
1000621 |
03/31/1999 |
PASS |
GGNC |
Gic Global Intertainment Corp |
|
|
FAIL |
GHCI |
Glacier Holdings Inc |
814924 |
06/30/1999 |
FAIL |
GHCM |
Gmc Holding Corp |
1064522 |
12/31/1998 |
FAIL |
GHIC |
Goung Hei Investment Co Ltd |
1023877 |
12/31/1998 |
PASS |
GHSI |
G H S Inc |
791398 |
12/31/1998 |
PASS |
GHVP |
Genesis Health Ventures |
874265 |
09/30/1999 |
PASS |
GIIR |
G I Industries |
|
|
FAIL |
GIIS |
Guardian International Inc |
1013978 |
12/31/1998 |
PASS |
GIMM |
Golden Interstate Med
Management Inc |
|
|
FAIL |
GIRC |
Globus International Resources
Corp |
1033114 |
09/30/1999 |
PASS |
GITA |
G Survivor Corp |
837912 |
12/31/1998 |
FAIL |
GJCO |
Gaylord Co Inc |
930114 |
12/31/1998 |
FAIL |
GKCI |
Gold King Consolidated Inc |
|
|
FAIL |
GKIN |
General Kinetics Inc |
40675 |
05/31/1999 |
PASS |
GLBM |
Global Maintech Corp |
783738 |
12/31/1998 |
PASS |
GLCO |
Global Connections Inc |
|
|
FAIL |
GLCP |
Greenland Corporation |
852127 |
12/31/1998 |
PASS |
GLCT |
Greenlight Commucications Inc |
|
|
FAIL |
GLDI |
Group Long Distance Inc |
1004570 |
04/30/1999 |
FAIL |
GLEN |
Global Environmental Corp |
825521 |
10/31/1998 |
PASS |
GLFC |
Greenleaf Technologies Corp |
|
|
FAIL |
GLFN |
Mchenry Metals Golf Corp |
1046472 |
12/31/1998 |
PASS |
GLFP |
Gulf Power Co |
44545 |
12/31/1998 |
PASS |
GLFW |
Gulf Power Co |
44545 |
12/31/1998 |
PASS |
GLMC |
Global Media Corp |
1037628 |
07/31/1999 |
PASS |
GLMR |
Gilmer Financial Services |
930540 |
06/30/1999 |
FAIL |
GLNC |
Glenhills Corp |
|
|
FAIL |
GLNN |
Glen Gate Apparel Inc |
916394 |
09/30/1999 |
PASS |
GLOA |
Global A Inc |
824768 |
12/31/1998 |
FAIL |
GLOB |
Global Med Technologies Inc |
1009463 |
12/31/1998 |
PASS |
GLOW |
Global Games Corp |
|
|
FAIL |
GLRC |
Great Lakes Recreation |
|
|
FAIL |
GLRS |
Global Outdoors Inc |
760326 |
12/31/1998 |
PASS |
GLTG |
General Technologies Group Ltd |
|
|
FAIL |
GLTK |
Global Link Technology Inc |
|
|
FAIL |
GLXY |
Galaxy Enterprises Inc - fka
Cipher Voice |
|
|
PASS |
GMCH |
Gourmets Choice Coffee Inc |
|
|
PASS |
GMES |
Gamma Electronic Systems Inc |
|
|
FAIL |
GMHB |
Gourmet Herb Growers Inc |
1059885 |
12/31/1998 |
PASS |
GMHC |
Grease Monkey Holding Corp |
350179 |
12/31/1998 |
PASS |
GMIG |
G M I Group Inc (The) |
|
|
FAIL |
GMXC |
Gmx Communications Inc |
|
|
FAIL |
GNBA |
Groen Brothers Aviation Inc |
870743 |
06/30/1999 |
PASS |
GNBF |
G N B Financial Services Inc |
|
|
PASS |
GNBT |
Generex Biotechnology
Corporation |
1059784 |
12/31/1998 |
PASS |
GNCE |
GNC Energy Corp |
43398 |
03/31/1999 |
FAIL |
GNCM |
General Communication Inc |
808461 |
12/31/1998 |
PASS |
GNCP |
Genesis Capital Corporation
(Nv) |
|
|
PASS |
GNEV |
General Environmental Corp |
|
|
FAIL |
GNII |
Globenet International I Inc |
830052 |
12/31/1998 |
PASS |
GNLK |
Genelink Inc |
|
|
FAIL |
GNNT |
Granton Technology Ltd |
|
|
FAIL |
GNRG |
Gateway Energy Corporation |
40194 |
02/28/1999 |
PASS |
GNRX |
Gen Rx Inc |
841543 |
12/31/1998 |
FAIL |
GOCA |
Go Call Inc |
1059689 |
12/31/1998 |
FAIL |
GOCO |
Golden Oil Co / DE |
350685 |
12/31/1998 |
FAIL |
GODD |
Goddard Industries Inc |
41980 |
09/30/1998 |
PASS |
GODO |
Golden Oil Company / CO |
0000350685 ??? |
12/31/1998 |
FAIL |
GOFR |
Worldwide Golf Resources Inc |
810156 |
12/31/1998 |
FAIL |
GOGO |
Global One Distribution &
Merchandising |
1014664 |
12/31/1998 |
FAIL |
GOII |
G/O International Inc |
928447 |
12/31/1998 |
PASS |
GOIN |
Golden Ore Inc |
820740 |
12/31/1998 |
FAIL |
GONE |
Plastigone Technologies Inc |
835494 |
12/31/1998 |
FAIL |
GONI |
Patagonia Gold Corp |
1049576 |
12/31/1998 |
PASS |
GOPL |
Geo Petroleum Inc |
1016275 |
12/31/1998 |
FAIL |
GOQU |
Golden Quest Inc |
|
|
FAIL |
GORL |
Gordon (I) Corp |
|
|
FAIL |
GOTK |
Geotek Communications Inc |
844843 |
12/31/1998 |
FAIL |
GOYL |
Gargoyles Inc |
1016278 |
12/31/1998 |
PASS |
GPFV |
Group Five Limited |
|
|
FAIL |
GPGI |
Global Platinum & Gold Inc |
|
|
FAIL |
GPHY |
General Physics Corp |
709560 |
12/31/1998 |
FAIL |
GPLA |
Game Plan Inc |
|
|
FAIL |
GPOR |
Gulfport Energy Corp |
874499 |
12/31/1998 |
PASS |
GPSC |
Geophysical Systems Corp |
|
|
FAIL |
GPWE |
Georgia Power Co |
41091 |
12/31/1998 |
PASS |
GPXM |
Golden Phoenix Minerals Inc |
1042784 |
12/31/1998 |
PASS |
GRAR |
Great American Recreation Inc |
103317 |
04/30/1999 |
FAIL |
GRAY |
Grayhound Electronics Inc |
833216 |
11/30/1998 |
FAIL |
GRCI |
Genroco Inc |
849895 |
03/31/1999 |
FAIL |
GRDC |
Gallagher Research Corporation |
|
|
FAIL |
GRET |
Grant Enterprises Ltd |
|
|
FAIL |
GREY |
Grey Advertising Inc |
43952 |
12/31/1998 |
PASS |
GRFX |
Cadapult Graphic Systems I |
1024022 |
12/31/1998 |
PASS |
GRGI |
G R G Inc |
|
|
FAIL |
GRLZ |
Alternative Entertainment Inc |
931799 |
12/31/1998 |
FAIL |
GRMM |
Grimm & Davis Inc |
|
|
FAIL |
GRRI |
Greenstone Roberts Advertising
Inc |
845048 |
10/31/1998 |
PASS |
GRTH |
Naic Growth Fund Inc |
|
|
FAIL |
GRTT |
Merit Diversified
International |
725752 |
08/31/1999 |
PASS |
GRUN |
Gruene Inc |
|
|
FAIL |
GSAI |
General Sports Aides Inc |
|
|
FAIL |
GSAT |
Globesat Holding Corp |
836868 |
09/30/1999 |
PASS |
GSCD |
Gascard Inc |
|
|
FAIL |
GSEL |
Gasel Transportation Lines Inc |
|
|
FAIL |
GSEM |
G S E Multimedia Tech Corp |
|
|
FAIL |
GSFT |
Global Seafood Technologies
Inc |
|
|
FAIL |
GSIC |
General Store International
Corp (The) |
|
|
FAIL |
GSLC |
Guaranty Capital Trust I |
1049331 |
12/31/1998 |
PASS |
GSMI |
Northeast Digital Networks Inc
Wt 5/15/99 |
926366 |
12/31/1998 |
FAIL |
GSNI |
Global Satellite Network Inc |
|
|
FAIL |
GSNT |
Goldstar Entertainment Media |
|
|
FAIL |
GSPI |
Great Spirit Inc |
|
|
FAIL |
GSSI |
Genesee Survey Services Inc |
|
|
FAIL |
GSVN |
Group Seven Communications Inc |
|
|
FAIL |
GSWW |
Graystone World Wide Inc |
919599 |
03/31/1999 |
PASS |
HEXS |
Health Express Usa Inc |
|
|
FAIL |
HLIX |
Helixsphere Technologies Inc |
|
|
FAIL |
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