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NASD NoticeTo Members 99-43: Update on OTCBB Eligibility Rule
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In Notice to Members 99-15, the NASD described amendments to NASD Rules 6530 and 6540 to limit quotations on the OTC Bulletin Board (OTCBB) to the securities of companies that report their current financial information to the Securities and Exchange Commission (SEC), banking, or insurance regulators and described when those rules would be applied to issuers quoted on the OTCBB.
This Notice includes the implementation schedule (Phase-in Schedule) and describes the requirements a security must meet to be quoted after it is subject to the amendments.
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