April 20, 2014
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OTCBB System Changes - 9/23/2013 12:00:00 AM
 

OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS  
Updated Symbol Company Name Effective Date OATS
Reportable
Flag
Unit of
Trade
Comments
16:24 UVST Univest Tech Inc Common Stock 9/24/2013 100 ** 
SECURITY DELETIONS  
Updated Symbol Company Name Effective Date Unit of
Trade
Comments
07:55 BSPE Blacksands Petroleum, Inc. Common Stock 9/23/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 CBJC Capital Bank (San Juan Capistrano,CA) Common Stock 9/23/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 CHAG Chancellor Group, Inc. Common Stock 9/23/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 FMBL Farmers & Merchants Bank (Long Beach, CA) Common Stock 9/23/2013 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 FSNFP Fresno First Bank (CA) Perpetual Preferred Series C 9/23/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 GRWD Greenwind Nrg, Inc. Com 9/23/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 HBMK Hubei Minkang Pharmaceutical Ltd Common Stock 9/23/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 LEVL Level20 Inc Common Stock 9/23/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 LTTC Lattice Incorporated Common Stock 9/23/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 PGSI Pegasi Energy Resources Corporation, Common Stock 9/23/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 RWWI Rand Worldwide, Inc. Common Stock 9/23/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
07:55 SDPB San Diego Private Bank (CA) Common Stock 9/23/2013 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11 
12:23 TYCB Taylor Calvin B Bankshares, Inc. (Maryland) Common Stock 9/24/2013 100 Form 15; Terminated Registration under the 34 Act; Added to NBB (TYCB) ** 
SYMBOL CHANGES  
Updated Date Old Symbol New Symbol Name Comment
12:23 9/24/2013 SPUPE SPUP Sipup Corp Common Stock ** 
NAME/SYMBOL CHANGES  
Updated Date Old Symbol Old Name New Symbol New Name Comment
12:23 9/24/2013 AMRXD RegalWorks Media, Inc New Common Stock RWMI RegalWorks Media, Inc Common Stock Symbol Change ** 

  • All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
  • ** indicates NSCC Eligible Security (National Securities Clearing Corporation)
  • Questions concerning OTCBB changes should be directed to: FINRA Market Operations at (866)-776-0800.
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