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FINRA Symbology Announcement

March 8, 2010

The Financial Industry Regulatory AuthorityTM (FINRATM) is responsible for assigning symbols for OTC Bulletin BoardTM (OTCBBTM) and other over-the-counter equity securities. While other self-regulatory organizations are currently considering different symbology and symbol suffix changes, at this time FINRA has no plans to change its symbology and will continue to issue four and five-character symbols according to its current methodology. Should FINRA make a change to its symbology in the future, it will work with NASDAQ OMX to notify UTP Level 1 subscribers. Please note that FINRA coordinates symbol assignments through the Intermarket Symbols Reservation Authority (ISRA), to insure that there is no duplicate symbol assignment within the U.S. equities market.

Contact Information: Contacts for questions: FINRA Operations 866.776.0800 or finraoperations@finra.org.




The OTC Bulletin Board (OTCBB) is a regulated quotation service that displays real-time quotes, last-sale prices, and volume information in over-the-counter (OTC) equity securities. An OTC equity security generally is any equity that is not listed or traded on NASDAQ or a national securities exchange. OTCBB securities include national, regional, and foreign equity issues, warrants, units, ADRs, and Direct Participation Programs (DPPs).


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