April 18, 2014
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NASD Notice To Members 99-15 SEC Approves Rule Amendments On OTC Bulletin Board

On January 4, 1999, the Securities and Exchange Commission (SEC) approved amendments to National Association of Securities Dealers, Inc. (NASD®) Rules 6530 and 6540 to limit quotations on the OTC Bulletin Board® (OTCBB) to the securities of companies that report their current financial information to the SEC, banking, or insurance regulators. The text of the amended rules and the Federal Register version of the SEC release are attached.

Please note that the Phase-in Schedule in the linked Notice To Members below has been changed. The correct Phase-In Schedule was posted to this site on January 20, 1999.


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